The Life and Opinions of Tristram Shandy, Gentleman

The Life and Opinions of Tristram Shandy, Gentleman

"The Smoking Batteries": Trim, Toby's corporal invents a device for firing multiple miniature cannons at once, based on a hookah. Unfortunately, he and Toby find the puffing on the hookah pipe so enjoyable that they keep setting the cannons off. Illustration by George Cruikshank.
Author Laurence Sterne
Country Kingdom of Great Britain
Language English
Genre Novel
Publisher Ann Ward (vol. 1–2), Dodsley (vol. 3–4), Becket & DeHondt (5–9)
Publication date
December 1759 (vol. 1, 2) – January 1767 (vol 9)

The Life and Opinions of Tristram Shandy, Gentleman (or Tristram Shandy) is a humorous novel by Laurence Sterne. It was published in nine volumes, the first two appearing in 1759, and seven others following over the next seven years (vols. 3 and 4, 1761; vols. 5 and 6, 1762; vols. 7 and 8, 1765; vol. 9, 1767). It purports to be a biography of the eponymous character. Its style is marked by digression, double entendre, and graphic devices.

Sterne had read widely, which is reflected in Tristram Shandy. Many of his similes, for instance, are reminiscent of the works of the metaphysical poets of the 17th century,[1] and the novel as a whole, with its focus on the problems of language, has constant regard to John Locke's theories in An Essay Concerning Human Understanding.[2] Arthur Schopenhauer cited Tristram Shandy as one of the greatest novels ever written.[3]

Synopsis and style

"The Jack-boots Transformed into Mortars": Trim has found an old pair of jack-boots useful as mortars. Unfortunately, they turn out to have been Walter's great-grandfather's. (Book III, Chapters XXII and XXIII)

As its title suggests, the book is ostensibly Tristram's narration of his life story. But it is one of the central jokes of the novel that he cannot explain anything simply, that he must make explanatory diversions to add context and colour to his tale, to the extent that Tristram's own birth is not even reached until Volume III.

Consequently, apart from Tristram as narrator, the most familiar and important characters in the book are his father Walter, his mother, his Uncle Toby, Toby's servant Trim, and a supporting cast of popular minor characters, including the chambermaid, Susannah, Doctor Slop, and the parson, Yorick, who later became Sterne's favourite nom de plume and a very successful publicity stunt. Yorick is also the protagonist of Sterne's second work of fiction A Sentimental Journey Through France and Italy.

Most of the action is concerned with domestic upsets or misunderstandings, which find humour in the opposing temperaments of Walter—splenetic, rational, and somewhat sarcastic—and Uncle Toby, who is gentle, uncomplicated, and a lover of his fellow man.

In between such events, Tristram as narrator finds himself discoursing at length on sexual practices, insults, the influence of one's name, and noses, as well as explorations of obstetrics, siege warfare, and philosophy as he struggles to marshal his material and finish the story of his life.

Though Tristram is always present as narrator and commentator, the book contains little of his life, only the story of a trip through France and accounts of the four comical mishaps which shaped the course of his life from an early age. Firstly, while still only a homunculus, Tristram's implantation within his mother's womb was disturbed. At the very moment of procreation, his mother asked his father if he had remembered to wind the clock. The distraction and annoyance led to the disruption of the proper balance of humours necessary to conceive a well-favoured child. Secondly, one of his father's pet theories was that a large and attractive nose was important to a man making his way in life. In a difficult birth, Tristram's nose was crushed by Dr. Slop's forceps. Thirdly, another of his father's theories was that a person's name exerted enormous influence over that person's nature and fortunes, with the worst possible name being Tristram. In view of the previous accidents, Tristram's father decreed that the boy would receive an especially auspicious name, Trismegistus. Susannah mangled the name in conveying it to the curate, and the child was christened Tristram. According to his father's theory, his name, being a conflation of "Trismegistus" (after the esoteric mystic Hermes Trismegistus) and "Tristan" (whose connotation bore the influence through folk etymology of Latin tristis, "sorrowful"), doomed him to a life of woe and cursed him with the inability to comprehend the causes of his misfortune.

Finally, as a toddler, Tristram suffered an accidental circumcision when Susannah let a window sash fall as he urinated out of the window because his chamberpot was missing.

Techniques and influences

Uncle Toby and Widow Wadman by Charles Robert Leslie

Artistic incorporation and accusations of plagiarism

Sterne incorporated into Tristram Shandy many passages taken almost word for word from Robert Burton's The Anatomy of Melancholy, Francis Bacon's Of Death, Rabelais and many more, and rearranged them to serve the new meaning intended in Tristram Shandy.[4] Tristram Shandy was highly praised for its originality, and nobody noticed until years after Sterne's death. The first to note them was physician and poet John Ferriar, who did not see them negatively and commented:[4][5]

If [the reader's] opinion of Sterne's learning and originality be lessened by the perusal, he must, at least, admire the dexterity and the good taste with which he has incorporated in his work so many passages, written with very different views by their respective authors.

Critics of the 19th century, who were hostile to Sterne for other reasons, used Ferriar's findings to defame Sterne, claim that he was artistically dishonest, and almost unanimously accuse him of mindless plagiarism.[4] Scholar Graham Petrie closely analysed the alleged passages in 1970; he observed that while more recent commentators now agree that Sterne "rearranged what he took to make it more humorous, or more sentimental, or more rhythmical", none of them "seems to have wondered whether Sterne had any further, more purely artistic, purpose". Studying a passage in Volume V, chapter 3, Petrie observes: "such passage...reveals that Sterne's copying was far from purely mechanical, and that his rearrangements go far beyond what would be necessary for merely stylistic ends".[4]


A major influence on Tristram Shandy is Rabelais' Gargantua and Pantagruel.[4][6] Rabelais was by far Sterne's favourite author, and in his correspondence he made clear that he considered himself Rabelais's successor in humorous writing. One passage Sterne incorporated pertains to "the length and goodness of the nose".[7][8][9] Sterne had written an earlier piece called A Rabelaisian Fragment that indicates his familiarity with the work of the French monk and doctor.

Ridiculing solemnity

Sterne was no friend of gravitas, a quality which excited his disgust; Tristram Shandy gave a ludicrous turn to solemn passages from respected authors that it incorporated, as well as to the Consolatio literary genre.[4][10]

Among the subjects of such ridicule were some of the opinions contained in Robert Burton's The Anatomy of Melancholy, a book that mentioned sermons as the most respectable type of writing, and one that was favoured by the learned; Burton's attitude was to try to prove indisputable facts by weighty quotations; his book consisted mostly of a collection of the opinions of a multitude of writers, to which Burton often modestly refrained from adding his own, divided into quaint and old-fashioned categories; it discussed and determined everything from the doctrines of religion to military discipline, from inland navigation to the morality of dancing schools.[10]

Much of the singularity of Tristram Shandy's characters is drawn from Burton. Burton's introductory address to the reader, where he indulges himself in a Utopian sketch of a perfect government, form the basis of the notions of Tristram Shandy notions on the subject. Burton's quaint old-fashioned categories inspired many of Sterne's ludicrous chapter titles. And Sterne parodies Burton's use of weighty quotations.[10] The first four chapters of Tristram Shandy are founded on some passages in Burton.[10]

In Chapter 3, Volume 5, Sterne makes a parody of the genre of consolatio, mixing and reworking passages from three "widely separated sections" of Burton's Anatomy, including a parody of Burton's "grave and sober account" of Cicero's grief for the death of his daughter Tullia.[4]

Other techniques and influences

His text is filled with allusions and references to the leading thinkers and writers of the 17th and 18th centuries. Pope and Swift were major influences on Sterne and Tristram Shandy. Satires of Pope and Swift formed much of the humour of Tristram Shandy, but Swift's sermons and Locke's Essay Concerning Human Understanding contributed ideas and frameworks that Sterne explored throughout his novel. Other major influences are Cervantes, and Montaigne's Essays, as well as the significant inter-textual debt to The Anatomy of Melancholy,[4] Swift's Battle of the Books, and the Scriblerian collaborative work, The Memoirs of Martinus Scriblerus.[11]

The shade of Cervantes is present throughout Sterne's novel. The frequent references to Rocinante, the character of Uncle Toby (who resembles Don Quixote in many ways) and Sterne's own description of his characters' "Cervantic humour", along with the genre-defying structure of Tristram Shandy, which owes much to the second part of Cervantes' novel, all demonstrate the influence of Cervantes.[12]

The novel also makes use of John Locke's theories of empiricism, or the way we assemble what we know of ourselves and our world from the "association of ideas" that come to us from our five senses. Sterne is by turns respectful and satirical of Locke's theories, using the association of ideas to construct characters' "hobby-horses", or whimsical obsessions, that both order and disorder their lives in different ways. Sterne borrows from and argues against Locke's language theories (on the imprecision and arbitrariness of words and usage), and consequently spends much time discussing the very words he uses in his own narrative—with "digressions, gestures, piling up of apparent trivia in the effort to get at the truth".[2]

There is a significant body of critical opinion that argues that Tristram Shandy is better understood as an example of an obsolescent literary tradition of "Learned Wit", partly following the contribution of D W Jefferson.[13]

Reception and influence

Some of Sterne's contemporaries did not hold the novel in high esteem, but its bawdy humour was popular with London society. Through time, it has come to be seen as one of the greatest comic novels in English. Schopenhauer, in particular, considered it the acme and crowning of the novel form, one of the "four novels at the top of their class", along with Goethe's Wilhelm Meister, Rousseau's Nouvelle Héloïse, and Cervantes' Don Quixote.[14] In 1825 Schopenhauer even approached his publisher F.A. Brockhaus offering to translate it into German (an offer which Brockhaus rejected).[15]

Samuel Johnson in 1776 commented, "Nothing odd will do long. Tristram Shandy did not last."[16][17] Schopenhauer privately rebutted Samuel Johnson, saying: "The man Sterne is worth 1,000 Pedants and commonplace-fellows like Dr.J."[18] The young Karl Marx was a devotee of Tristram Shandy, and wrote a short humorous novel, Scorpion and Felix, which remains unpublished, which was obviously influenced by it.[14][19] Goethe praised Sterne in Wilhelm Meister's Journeyman Years, which in turn influenced Nietzsche.[14][20]

Tristram Shandy has also been seen by formalists and other literary critics as a forerunner of many narrative devices and styles used by modernist and postmodernist authors such as James Joyce, Virginia Woolf, Carlos Fuentes, Milan Kundera and Salman Rushdie.[21]

The success of Sterne's novel got him an appointment by Lord Fauconberg as curate of St Michael's Church in Coxwold, Yorkshire, which included the living at Sterne's model for Shandy Hall. The medieval structure still stands today, and is under the care of the Laurence Sterne Trust since its acquisition in the 1960s. The gardens, which Sterne tended during his time there, are daily open to visitors.


In 1766, at the height of the debate about slavery, Ignatius Sancho wrote to Laurence Sterne[22] encouraging the writer to use his pen to lobby for the abolition of the slave trade.[23] "That subject, handled in your striking manner, would ease the yoke (perhaps) of many — but if only one — Gracious God! — what a feast to a benevolent heart!" he wrote.

In July 1766 Sancho's letter was received by Reverend Laurence Sterne shortly after he had just finished writing a conversation between his fictional characters Corporal Trim and his brother Tom in Tristram Shandy, wherein Tom described the oppression of a black servant in a sausage shop in Lisbon, which he had visited.[24] Laurence Sterne's widely publicised 27 July 1766 response to Sancho's letter became an integral part of 18th-century abolitionist literature.

There is a strange coincidence, Sancho, in the little events (as well as in the great ones) of this world: for I had been writing a tender tale of the sorrows of a friendless poor negro-girl, and my eyes had scarce done smarting with it, when your letter of recommendation in behalf of so many of her brethren and sisters, came to me — but why her brethren? — or yours, Sancho! any more than mine? It is by the finest tints, and most insensible gradations, that nature descends from the fairest face about St James’s, to the sootiest complexion in Africa: at which tint of these, is it, that the ties of blood are to cease? and how many shades must we descend lower still in the scale, ere mercy is to vanish with them? — but ’tis no uncommon thing, my good Sancho, for one half of the world to use the other half of it like brutes, & then endeavor to make ’em so.[24]


An illustration from page 76 of cartoonist Martin Rowson's graphic novel adaptation

Tristram Shandy has been adapted as a graphic novel by cartoonist Martin Rowson.[25] Michael Nyman has worked sporadically on Tristram Shandy as an opera since 1981. At least five portions of the opera have been publicly performed and one, "Nose-List Song", was recorded in 1985 on the album, The Kiss and Other Movements.

The book was adapted on film in 2006 as A Cock and Bull Story, directed by Michael Winterbottom, written by Frank Cottrell Boyce (credited as Martin Hardy, in a complicated metafictional twist), and starring Steve Coogan, Rob Brydon, Keeley Hawes, Kelly Macdonald, Naomie Harris, and Gillian Anderson. The movie plays with metatextual levels, showing both scenes from the novel itself and fictionalised behind-the-scenes footage of the adaptation process, even employing some of the actors to play themselves.

In February 2014, a theatrical adaptation by Callum Hale was presented at the Tabard Theatre in Chiswick.[26][27]

Tristram Shandy has been translated into many languages, including German (repeatedly, beginning in 1769), Dutch ( repeatedly, by Munnikhuisen, 1779; Lindo, 1852 and Jan & Gertrude Starink, 1990), French (repeatedly, beginning in 1785; by Guy Jouvet, 2004), Russian (repeatedly, beginning 1804-1807; by Adrian Antonovich Frankovsky, 1949), Hungarian (by Győző Határ, 1956), Italian (by Antonio Meo, 1958), Czech (by Aloys Skoumal, 1963), Spanish (by José Antonio López de Letona, 1975; Ana María Aznar, 1976 and Javier Marías, 1978), Portuguese (by José Paulo Paes, 1984), Norwegian (by Bjørn Herrman, 1995–96), Finnish (by Kersti Juva, 1998).

References to Tristram Shandy

In Philosophy and Mathematics it is well known the so-called paradox of Tristram Shandy, which has been introduced by Bertrand Russell in his book The principles of Mathematics to evidenciate the inner contradictions that rise from the assumption that infinite sets can have the same cardinality.[28] Just as it happens with the gentleman who spends one year to write the story of one day of his life, and provided that he actually could be able to write for an infinite time.

A historic site in Geneva, Ohio, called Shandy Hall, is part of the Western Reserve Historical Society. The home was named after the house described in Tristram Shandy.

The Perry Mason episode "The Case of the Bogus Books" involves a bookseller selling stolen copies of rare books, in particular a first edition of Tristram Shandy.

In Anthony Trollope's novel Barchester Towers, the narrator speculates that the scheming clergyman, Mr Slope, is descended from Dr Slop in Tristram Shandy (the extra letter having been added for the sake of appearances). Slope is also called "Obadiah", a reference to another character in Sterne's novel.

Russian writer Alexander Zhitinsky made multiple references to Tristram Shandy in his novel The Flying House, or Conversations with Milord (the "milord" of the title being Sterne).

In Surprised by Joy, C.S. Lewis refers to Tristram Shandy in the context of trying to describe his interactions with his own father:

My father — but these words, at the head of a paragraph, will carry the reader's mind inevitably to Tristram Shandy. On second thoughts I am content that they should. It is only in a Shandean spirit that my matter can be approached. I have to describe something as odd and whimsical as ever entered the brain of Sterne; and if I could, I would gladly lead you to the same affection for my father as you have for Tristram's.[29]

(The text of Tristram Shandy uses the phrase "my father" at the head of a paragraph fifty-one times.)

In the Hermann Hesse novel "The Journey to the East", Tristram Shandy is listed as one of the co-founders of The League.

A short story Oh Most Cursed Addition Engine by H.S. Donnelly was published in the Canadian Science Fiction magazine Onspec #86. In it, Walter Shandy attempts to build an Addition Engine, while Toby and Corporal Trim re-enact in miniature Wellington's great victory at Vitoria.[30]

Trim was the adventurous pet cat of the explorer Matthew Flinders, named after Corporal Trim, and a minor character in Bryce Courtenay's novel Matthew Flinders' Cat.

In the 1976 film "The Missouri Breaks" with Marlon Brando and Jack Nicholson, Braxton, a rancher, has just hung an alleged cattle rustler without a trial and is defending himself to his daughter who vehemently disproves of the hanging. Finishing his justification he prepares to relax in his library and asks his daughter to fetch him his copy of "Tristram Shandy".

See also


  1. Hnatko, Eugene (1966). "Tristram Shandy's Wit". The Journal of English and Germanic Philology. 65 (1): 47–64. JSTOR 27714779.
  2. 1 2 Griffin, Robert J. (1961). "Tristram Shandy and Language". College English. 23 (2): 108–12. doi:10.2307/372959. JSTOR 372959.
  3. Schopenhauer, Arthur. "The Art of Literature". The Essays of Arthur Schopenahuer. Retrieved March 22, 2015.
  4. 1 2 3 4 5 6 7 8 Petrie (1970) pp.261–6
  5. Ferriar (1798), chapter 6, p.181
  6. "Laurence Sterne". The Guardian. 22 July 2008. Retrieved 6 June 2014.
  7. Ferriar (1798), chapter 2, pp.24, 28–31
  8. Tristram Shandy, Book 3, chapters 38 and 41
  9. Rabelais, Book 1, ch. 40 Pourquoi les moines sont rejetés du monde et pourquoi certains ont le nez plus grand que les autres
  10. 1 2 3 4 Ferriar (1798), chapter 3, pp.55–9, 64
  11. Walsh, Marcus (2009). "Scriblerian satire, A Political Romance, the 'Rabelaisian Fragment', and the origins of Tristram Shandy". Cambridge University Press. Retrieved 6 June 2014.
  12. Chapter 1.X: Rosinante, "Hero's Horse" and "Don Quixote's horse"
  13. Jefferson (1951)
  14. 1 2 3 Peter Jan de Voogd, John Neubauer (2004) The reception of Laurence Sterne in Europe pp.80–1
  15. Cartwright, David (2005) E. Historical dictionary of Schopenhauer's philosophy p.162
  16. "Laurence Sterne (1713–1768)". The Guardian (UK). Retrieved on 20 October 2007.
  17. "Laurence Sterne Author Bookshelf – Random House – Books – Audiobooks – Ebooks". Random House. Retrieved 21 October 2012.
  18. Bridgwater, Patrick (1988) Arthur Schopenhauer's English schooling, pp. 352–3
  19. Francis Wheen (July 2001). Karl Marx: A Life. W. W. Norton & Company. pp. 25–. ISBN 978-0-393-32157-9. Retrieved 8 March 2011.
  20. Nietszsche, Friedrich (1913). Human, All Too Human: A Book for Free Spirits. Trans. Paul V. Cohn. MacMillan. pp. 58–60, §113. THE FREEST WRITER.—In a book for free spirits one cannot avoid mention of Laurence Sterne, the man whom Goethe honoured as the freest spirit of his century.
  21. Tom Keymer (13 April 2006). Laurence Sterne's Tristram Shandy: A Casebook. Oxford University Press. p. 14. ISBN 978-0-19-517560-8. Retrieved 16 July 2012. Then in early March… Sterne himself went to London where he was immediately greeted as the literary event of the season. For the next eleven weeks he was passed from hand to hand through the upper echelons of London Society. Befriended by Garrick, painted by Joshua Reynolds, patronized by William Warburton and Lord Bathurst… interviewed by James Boswell, put in communication with William Hogarth… and with William Pitt… presented at court by the marquis of Rockingham and the duke of York…
  22. Carey, Brycchan (March 2003). "The extraordinary Negro: Ignatius Sancho, Joseph Jekyll, and the Problem of Biography" (PDF). 26 (1). Journal for Eighteenth-Century Studies: 1–13. Retrieved 8 January 2013.
  23. Phillips, Caryl (December 1996). "Director's Forward". Ignatius Sancho: an African Man of Letters. London: National Portrait Gallery. p. 12.
  24. 1 2 "Ignatius Sancho and Laurence Sterne" (PDF). Norton.
  25. "Life and Opinions of Tristram Shandy, Gentleman, The: Martin Rowson: Books". Retrieved 21 October 2012.
  26. "Tristram Shandy: Gentleman". Retrieved 23 February 2014.
  27. "Tristram Shandy: Gentleman, Tabard Theatre – Review". Retrieved 23 February 2014.
  28. The Paradox of Tristram Shandy
  29. Lewis, C.S., Surprised by Joy, 1955, Chapter VIII.
  30. Donnelly, HS (Fall 2011). "Oh Most Cursed Addition Engine". Onspec Magazine. 23 No 3 (86): 71–84. External link in |journal= (help)


Further reading

  • Alter, Robert (1968). "Tristram Shandy and the Game of Love". American Scholar. 37: 316–323. 
  • Bosch, René (2007), Piet Verhoeff (translator), "Labyrinth of Digressions: Tristram Shandy As Perceived and Influenced by Sterne's Early Imitators", Costerus, new series, Amsterdam: Rodopi, 172, ISBN 90-420-2291-4 
  • Brady, Frank (1970). "Tristram Shandy: Sexuality, Morality, and Sensibility". Eighteenth-Century Studies. 4 (1): 41–56. doi:10.2307/2737612. JSTOR 2737612. 
  • Green, Peter (2010). "All Job's Stock of Asses": The Fiction of Laurence Sterne and the Theodicy Debate. Open University (Open Research Online Repository). 
  • Halliday, E. M. (2001). Understanding Thomas Jefferson. New York: Harper Collins Publishers. ISBN 0-06-019793-5. 
  • New, Melvyn (1992). The Life and Opinions of Tristram Shandy, Gentleman, Laurence Sterne. Basingstoke: Macmillan. ISBN 0-395-05145-2.  Collects Brady and Jefferson's essays.
  • Norton, Brian Michael (2006). "The Moral in Phutatorius's Breeches: Tristram Shandy and the Limits of Stoic Ethics". Eighteenth Century Fiction. 18 (4): 405–423. doi:10.1353/ecf.2006.0064. ISSN 0840-6286. 
  • Towers, A. R. (1957). "Sterne's Cock and Bull Story". ELH. 25 (1): 12–29. JSTOR 2871984. 


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