Diagonal lemma

This article is about a concept in mathematical logic. It is named in reference to Cantor's diagonal argument in set and number theory. See diagonalization (disambiguation) for several unrelated uses of the term in mathematics..

In mathematical logic, the diagonal lemma or fixed point theorem establishes the existence of self-referential sentences in certain formal theories of the natural numbers—specifically those theories that are strong enough to represent all computable functions. The sentences whose existence is secured by the diagonal lemma can then, in turn, be used to prove fundamental limitative results such as Gödel's incompleteness theorems and Tarski's undefinability theorem.

Background

Let N be the set of natural numbers. A theory T represents the computable function f : NN if there exists a "graph" predicate Γf(x,y) in the language of T such that for each x in N, T proves

(y) [°f(x) = y Γf(°x,y)].

Here °x is the numeral corresponding to the natural number x, which is defined to be the closed term 1+ ··· +1 (x ones), and °f(x) is the numeral corresponding to f(x).

The diagonal lemma also requires that there be a systematic way of assigning to every formula θ a natural number #(θ) called its Gödel number. Formulas can then be represented within the theory by the numerals corresponding to their Gödel numbers.

The diagonal lemma applies to theories capable of representing all primitive recursive functions. Such theories include Peano arithmetic and the weaker Robinson arithmetic. A common statement of the lemma (as given below) makes the stronger assumption that the theory can represent all computable functions.

Statement of the lemma

Let T be a first-order theory in the language of arithmetic and capable of representing all computable functions. Let F be a formula in the language with one free variable, then:

Lemma  There is a sentence ψ such that ψ  F(°#(ψ)) is provable in T.

Intuitively, ψ is a self-referential sentence saying that ψ has the property F. The sentence ψ can also be viewed as a fixed point of the operation assigning to each formula θ the sentence F(°#(θ)). The sentence ψ constructed in the proof is not literally the same as F(°#(ψ)), but is provably equivalent to it in the theory T.

Proof

Let f: NN be the function defined by:

f(#(θ)) = #(θ(°#(θ)))

for each T-formula θ in one free variable, and f(n) = 0 otherwise. The function f is computable, so there is a formula Γf representing f in T. Thus for each formula θ, T proves

(y) [ Γf(°#(θ),y) y = °f(#(θ))],

which is to say

(y) [ Γf(°#(θ),y) y = °#(θ(°#(θ)))].

Now define the formula β(z) as:

β(z) = (y) [Γf(z,y) F(y)].

Then T proves

β(°#(θ)) (y) [ y = °#(θ(°#(θ))) F(y)],

which is to say

β(°#(θ)) F(°#(θ(°#(θ)))).

Now take θ=β and ψ = β(°#(β)), and the previous sentence rewrites to ψ  F(°#(ψ)), which is the desired result.

(The same argument in different terms is given in [Raatikainen (2015a)].)

History

The diagonal lemma is closely related to Kleene's recursion theorem in computability theory, and their respective proofs are similar.

The lemma is called "diagonal" because it bears some resemblance to Cantor's diagonal argument. The terms "diagonal lemma" or "fixed point" do not appear in Kurt Gödel's 1931 article, or in Tarski (1936). Carnap (1934) was the first to prove that for any formula F in a theory T satisfying certain conditions, there exists a formula ψ such that ψ  F(°#(ψ)) is provable in T. Carnap's work was phrased in alternate language, as the concept of computable functions was not yet developed in 1934. Mendelson (1997, p. 204) believes that Carnap was the first to state that something like the diagonal lemma was implicit in Gödel's reasoning. Gödel was aware of Carnap's work by 1937.