Aristotle's biology

Historia animalium, one of Aristotle's books on biology. 12th century manuscript
Among Aristotle's many observations of marine biology was that the octopus can change colour when disturbed.

Aristotle's biology is the theory of biology, grounded in systematic observation and collection of data, mainly zoological, embodied in Aristotle's books on the science. Many of his observations were made during his stay on the island of Lesbos, including especially his descriptions of the marine biology of the Pyrrha lagoon there. His theory is based on his concept of form, which in turn derives from but is markedly unlike Plato's theory of Forms.

The theory describes five major biological processes, namely metabolism, temperature regulation, information processing, embryogenesis, and inheritance. Each was defined in some detail, in some cases sufficient to enable modern biologists to create models of the mechanisms described. Aristotle's method, too, resembled the style of science used by modern biologists when exploring a new area, with systematic data collection, discovery of patterns, and inference of possible causal explanations from these. He did not perform experiments in the modern sense, but made observations of living animals and carried out dissections. He names some 500 species of bird, mammal, and fish; and he distinguishes dozens of insects and other invertebrates. He describes the internal anatomy of over a hundred animals, and dissected around 35 of these.

Aristotle's writings on biology, the first in the history of science, are scattered across several books, forming about a quarter of his writings that have survived. The main biology texts were the History of Animals, Generation of Animals, Movement of Animals, Parts of Animals, and On the Soul, as well as the lost drawings of The Anatomies which accompanied the History.

Apart from his pupil, Theophrastus, who wrote a matching Enquiry into Plants, no similar research was carried out in the classical era. Aristotle's biology was however influential in the medieval Islamic world. Translation of Arabic versions and commentaries into Latin brought knowledge of Aristotle back into Europe, but the only biological work widely taught in medieval universities was On the Soul. The association of his work with medieval scholasticism, as well as errors in his theories, caused Early Modern scientists such as Galileo and William Harvey to reject Aristotle. Criticism of his errors and secondhand reports continued for centuries. He has found better acceptance among zoologists, and some of his long-derided observations in marine biology have been found in modern times to be true.

Context

Aristotle spent many years at Plato's academy in Athens.

Aristotle's background

Aristotle (384–322 BC) studied at Plato's Academy in Athens, remaining there for about 20 years. Like Plato, he sought universals in his philosophy, but unlike Plato he backed up his views with detailed and systematic observation, notably of the natural history of the island of Lesbos, where he spent about two years, and the marine life in the seas around it, especially of the Pyrrha lagoon in the island's centre.[1] This study made him the earliest scientist whose written work survives. No similarly detailed work on zoology was attempted until the sixteenth century; accordingly Aristotle remained highly influential for some two thousand years. He returned to Athens and founded his own school, the Lycaeum, where he taught for the last dozen years of his life. His writings on zoology form about a quarter of his surviving work.[2] Aristotle's pupil Theophrastus later wrote a similar book on botany, Enquiry into Plants.[3]

Aristotelian forms

Aristotle argued that a woodcarving takes its form both from its design and the material used.
Main article: Hylomorphism

Aristotle's biology is constructed on the basis of his theory of form, which is derived from Plato's theory of Forms, but significantly different from it. Plato's Forms were eternal and fixed, being "blueprints in the mind of God".[4] Real things in the world could, in Plato's view, at best be approximations to these perfect Forms. Aristotle heard Plato's view: and developed it into a set of three biological concepts. He uses the same Greek word, εἶδος (eidos), to mean first of all the set of visible features that uniquely characterised a kind of animal. Aristotle used the word γένος (génos) to mean a kind.[lower-alpha 1] For example, the kind of animal called a bird has feathers, a beak, wings, a hard-shelled egg, and warm blood. Aristotle further noted that there are many bird forms within the bird kind –cranes, eagles, crows, bustards, sparrows, and so on, just as there are many forms of fishes within the fish kind. He sometimes called these atomon eidos, indivisible forms, or in modern terms species. Human is one of these indivisible forms: Socrates and the rest of us are all different individually, but we all have human form. Finally, Aristotle observed that the child does not take just any form, but is given it by the parents' seeds, which combine. These seeds thus contain form, or in modern terms information.[lower-alpha 2] Aristotle makes clear that he sometimes intends this third sense by giving the analogy of a woodcarving. It takes its form from wood (its material cause); the tools and carving technique used to make it (its efficient cause); and the design laid out for it (its eidos or embedded information). Aristotle further emphasises the informational nature of form by arguing that a body is compounded of elements like earth and fire, just as a word is compounded of letters in a specific order.[lower-alpha 3][4]

Processes

Soul as system

The structure of the souls of plants, animals, and humans, according to Aristotle
Further information: Soul § Aristotle, and On the Soul

Aristotle's biology included five major interlocking processes:[5]

  1. a metabolic process, whereby animals take in matter, change its qualities, and distribute these to use to grow, live, and reproduce
  2. a cycle of temperature regulation, whereby animals maintain a steady state, but which progressively fails in old age
  3. an information processor model whereby animals receive sensory information, alter it in the sensorium,[lower-alpha 4] and use it to drive movements of the limbs. He thus separated sensation from thought, unlike all previous philosophers except Alcmaeon.[7]
  4. the processes of embryonic development and of spontaneous generation
  5. the process of inheritance.

The five processes formed what Aristotle called the soul: it was not something extra, but the system consisting exactly of these mechanisms. The Aristotelian soul died with the animal and was thus purely biological. Different types of organism possessed different types of soul. Plants had a vegetative soul, responsible for reproduction and growth. Animals had both a vegetative and a sensitive soul, responsible for mobility and sensation. Humans, uniquely, had a vegetative, a sensitive, and a rational soul, capable of thought and reflection.[5][8]

Metabolism

The metabolic system for live-bearing tetrapods[lower-alpha 5] described in the Parts of Animals can be modelled as a branching network of flows of material through the body. Food enters the body and is concocted into blood; waste is excreted, and the element fire is released as heat. Blood is made into flesh, the residue forming other tissues such as bones, teeth, cartilages and sinews. Leftover blood is made into fat, whether soft suet or hard lard. Some fat from all around the body is made into semen. Leftover materials are excreted as faeces, urine, and bile.[9][10]

Temperature regulation

The system of temperature regulation described in Youth and Old Age, Life and Death 26 is sufficiently detailed to permit modelling as a negative feedback control system, with a few assumptions such as a desired reference temperature. Food products reach the heart and are processed into new blood, raising the blood temperature too high. That raises the heart temperature, causing lung volume to increase, in turn raising the airflow at the mouth. The cool air reduces the heart temperature and the lung volume accordingly decreases, restoring the temperature to normal.[lower-alpha 6] The mechanism only works if the air is cooler than the reference temperature. If the air is hotter than that, the system becomes a positive feedback cycle, the body's fire is put out, and death follows. Aristotle predicted that his system would cause lung oscillation, which is possible given extra assumptions such as of delays or non-linear responses.[12][13]

Information processing

Aristotle's information processing model has been named the "centralized incoming and outgoing motions model". In it, the animal's sense organ is altered when it detects an object. This causes a perceptual change in the sensorium, the heart. This in turn causes a thermic change in the heart, which causes a quantitative change sufficient to cause the heart to transmit a mechanical impulse to a limb, which moves, moving the animal's body. The thermic alteration in the heart also causes a change in the consistency of the joint flesh, which assists in causing the limb to move. There is thus a causal chain which transmits information from a sense organ to an organ capable of making decisions, and onwards to a motor organ. In this respect, the model is analogous to a modern understanding of information processing.[14]

Embryogenesis

Aristotle opened hen's eggs to see and describe the embryo, its heart beating, as in this 19th century drawing by Peter Ludvig Panum.

Aristotle's model of embryogenesis involves the curdling of the mother's menses by the father's semen, much as rennet curdles milk in cheesemaking. This forms the embryo; it is then developed by the action of the pneuma (literally, breath or spirit) in the semen. The pneuma first makes the heart appear; this is vital, as the heart nourishes all other organs. Aristotle observed that the heart is the first organ seen to be active (beating) in a hen's egg. The pneuma then makes the other organs develop.[15]

Inheritance

In Aristotle's inheritance model, both the father's semen and the mother's menses have movements that encode their parental characteristics. The model is partly asymmetric, as only the father's movements define the form or eidos of the species, while the movements of both father and mother define features other than the form, such as the father's eye colour or the mother's nose shape. Aristotle's theory has some symmetry, as semen movements carry maleness while the menses carry femaleness. If the semen is hot enough to overpower the cold menses, the child will be a boy; but if it is too cold to do this, the child will be a girl. Inheritance is thus particulate, unlike the Hippocratic model which was continuous and blending. The child's sex can be influenced by factors that affect temperature, including the weather, the wind direction, diet, and the father's age. Features other than sex also depend on whether the semen overpowers the menses, so if a man has strong semen, he will have sons who resemble him, while if the semen is weak, he will have daughters who resemble their mother.[lower-alpha 7][16]

Method

Aristotle has been called unscientific for at least two reasons: his scientific style,[17] and his use of explanation. His explanations are in turn made cryptic by his complicated system of causes. However, these charges need to be considered in the light of what was known in his own time.[18]

Scientific style

Aristotle reported correctly that electric rays were able to stun their prey.

Aristotle did not do experiments in the modern sense. He used the ancient Greek term pepeiramenoi to mean observations, or at most investigative procedures,[19] such as (in Generation of Animals) finding a fertilised hen's egg of a suitable stage and opening it so as to be able to see the embryo's heart inside.[20]

Instead, he practised a different style of science: systematically gathering data, discovering patterns, and inferring possible causal explanations from these. This style is common in modern biology when large amounts of data become available in a new field, such as genomics. It does not result in the same certainty as experimental science, but it sets out testable hypotheses and constructs a narrative explanation of what is observed. In this sense, Aristotle's biology is scientific.[17]

Mechanism and analogy

Aristotle used the analogy of the movement of water through a porous pot (an oenochoe shown) to help explain biological processes.

Aristotle's use of explanation has been considered "fundamentally unscientific".[18] The French playwright Molière's 1673 play The Imaginary Invalid portrays the quack Aristotelian doctor Argan blandly explaining that opium causes sleep by virtue of its dormitive [sleep-making] principle, its virtus dormitiva.[lower-alpha 8][21] Argan's explanation is at best vacuous and devoid of mechanism, at worst vitalist. But the real Aristotle did provide biological mechanisms, in the form of the five processes of metabolism, temperature regulation, information processing, embryonic development, and inheritance that he developed. Further, he provided mechanical analogies for these theories, mentioning bellows, toy carts, the movement of water through porous pots, and even automatic puppets.[18]

Complex causality

Main article: Four causes

Readers of Aristotle have found the four causes that he uses in his biological explanations opaque, something not helped by many centuries of confused exegesis. For a biological system, these are however straightforward enough. The material cause is simply what a system is constructed from. The goal (final cause) and formal cause are what something is for: to a modern biologist, such teleology describes adaptation under the pressure of natural selection. The efficient cause is how a system moves and develops: to a modern biologist, those are explained by developmental biology and physiology. Biologists continue to offer explanations of these same kinds.[18][22]

Empirical research

Map of Lesbos by Giacomo Franco (1597). The lagoon near Kalloni ("Calona") where Aristotle studied marine zoology is in the centre of the island.

Aristotle was the first person to study biology systematically. He spent two years observing and describing the zoology of Lesbos and the surrounding seas, including in particular the Pyrrha lagoon in the centre of Lesbos.[1][23] His data are assembled from his own observations, statements given by people with specialised knowledge such as beekeepers and fishermen, and less accurate accounts provided by travellers from overseas.[24]

Aristotle recorded that the embryo of a dogfish was attached by a cord to a kind of placenta (the yolk sac).[25]

His observations on catfish, electric fish (Torpedo) and angler fish are detailed, as is his writing on cephalopods including the octopus, cuttlefish and the paper nautilus.[26] His claim that the octopus had a hectocotyl arm which was perhaps used in sexual reproduction,[27] was widely disbelieved, until its rediscovery in the 19th century. He separated the aquatic mammals from fish, and knew that sharks and rays were part of the group he called Selachē (roughly, the modern zoologist's selachians[lower-alpha 9]).[26]

Among many other things, he gave accurate descriptions of the four-chambered stomachs of ruminants, and of the ovoviviparous embryological development of the dogfish.[25][29] His accounts of about 35 animals are sufficiently detailed to convince biologists that he dissected those species,[30] indeed vivisecting some;[31] he mentions the internal anatomy of roughly 110 animals in total.[30]

Classification

The khalkeus (John Dory) was one of the many fish named by Aristotle.

Aristotle distinguished about 500 species of birds, mammals and fishes in History of Animals and Parts of Animals.[32][33] His classification was influential for over two thousand years. Aristotle distinguished animals with blood, Enhaima (the modern zoologist's vertebrates) and animals without blood, Anhaima (invertebrates).[lower-alpha 10]

Aristotle's Scala naturae (highest to lowest)
Group Examples
Man
Live-bearing tetrapods Cat, Hare
Cetaceans Dolphin, Whale
Birds Bee-eater, Nightjar
Egg-laying tetrapods Chameleon, Crocodile
Snakes Water snake, Ottoman viper
Egg-laying fishes Sea bass, Parrotfish
Placental selachians Shark, Skate
Crustaceans Shrimp, Crab
Cephalopods Squid, Octopus
Hard-shelled animals Cockle, Trumpet snail
Larva-bearing insects Ant, Cicada
Spontaneously-generating animals Sponges, Worms
Plants Fig
Minerals Iron

Animals with blood included live-bearing tetrapods, Zootoka tetrapoda (roughly, the mammals), being warm, having four legs, and giving birth to their young. The cetaceans, Ketodeis, also had blood and gave birth to live young, but did not have legs, and therefore formed a separate group (megista gene, defined by a set of functioning "parts"[34]).[35][lower-alpha 11] The birds, Ornithes had blood and laid eggs, but had only 2 legs and were a distinct form (eidos) with feathers and beaks instead of teeth, so they too formed a distinct group, of over 50 kinds. The egg-bearing tetrapods, Oiotoka tetrapoda (reptiles and amphibians) had blood and four legs, but were cold and laid eggs, so were a distinct group. The snakes, Opheis, similarly had blood, but no legs, and laid dry eggs, so were a separate group. The fishes, Ikhthyes, had blood but no legs, and laid wet eggs, forming a definite group. Among them, the selachians Selakhe (sharks and rays), had cartilages instead of bones.

Animals without blood were divided into soft-shelled Malakostraka (crabs, lobsters, and shrimps); hard-shelled Ostrakoderma (gastropods and bivalves); soft-bodied Malakia (cephalopods); and divisible animals Entoma (insects, spiders, scorpions, ticks). Other animals without blood included fish lice, hermit crabs, red coral, sea anemones, sponges, starfish and various worms: Aristotle did not classify these into groups.

Scale of being

Further information: Great chain of being

Aristotle stated in the History of Animals that all beings were arranged in a fixed scale of perfection, reflected in their form (eidos).[lower-alpha 12] They stretched from minerals to plants and animals, and on up to man, forming the scala naturae or great chain of being.[36][37] His system had eleven grades, arranged according to the potentiality of each being, expressed in their form at birth. The highest animals laid warm and wet creatures alive, the lowest bore theirs cold, dry, and in thick eggs.[26] The system was based on Aristotle's interpretation of the four elements in his On Generation and Corruption: Fire (hot and dry); Air (hot and wet); Water (cold and wet); and Earth (cold and dry). These are arranged from the most energetic to the least, so the warm, wet young raised in a womb with a placenta were higher on the scale than the cold, dry, nearly mineral eggs of birds.[38]

However, Aristotle is careful never to insist that a group fits perfectly in the scale; he knows animals have many combinations of attributes, and that placements are approximate.[39]

Influence

On Theophrastus

Aristotle's pupil and successor at the Lyceum, Theophrastus, wrote the History of Plants, the first classical book of botany. It has an Aristotelian structure, but rather than focus on formal causes, as Aristotle did, Theophrastus suggested a mechanistic scheme, comparing natural and artificial processes.[40] Where Aristotle expanded on grand theories, Theophrastus was quietly empirical.[41] Where Aristotle insisted that species have a fixed place on the scala naturae, Theophrastus suggests that one kind of plant can transform into another, as when a field sown to wheat turns to the weed darnel.[42]

On Hellenistic medicine

Further information: Medicine in ancient Greece

After Theophrastus, though interest in Aristotle's ideas survived, they were generally taken unquestioningly.[43] It is not until the age of Alexandria under the Ptolemies that advances in biology resumed. The first medical teacher at Alexandria, Herophilus of Chalcedon, corrected Aristotle, placing intelligence in the brain, and connected the nervous system to motion and sensation. Herophilus also distinguished between veins and arteries, noting that the latter pulse while the former do not.[44]

On Islamic zoology

Further information: Kitāb al-Hayawān

Many classical works including those of Aristotle were transmitted from Greek to Syriac, then to Arabic, then to Latin in the Middle Ages. Aristotle remained the principal authority in biology for the next two thousand years.[45] The Kitāb al-Hayawān (كتاب الحيوان, English: Book of Animals) is a 9th-century Arabic translation of History of Animals: 1–10, On the Parts of Animals: 11–14,[46] and Generation of Animals: 15–19.[47][48]

The book was mentioned by Al-Kindī (d. 850), and commented on by Avicenna (Ibn Sīnā) in his The Book of Healing. Avempace (Ibn Bājja) and Averroes (Ibn Rushd) commented on On the Parts of Animals and Generation of Animals, Averroes criticising Avempace's interpretations.[49]

On medieval science

Further information: Medieval science

When the Christian Alfonso VI of Castile retook Toledo from the Moors in 1085, an Arabic translation of Aristotle's works, with commentaries by Avicenna and Averroes emerged into European medieval scholarship. Michael Scot translated much of Aristotle's biology into Latin, c. 1225, along with many of Averroes's commentaries.[lower-alpha 13] Albert of Cologne commented extensively on Aristotle, but added his own zoological observations and an encyclopedia of animals based on Thomas of Cantimpré. Later in the 13th century, Thomas Aquinas merged Aristotle's metaphysics with Christian theology. Whereas Albert had treated Aristotle's biology as science, writing that experiment was the only safe guide and joining in with the types of observation that Aristotle had made, Aquinas saw Aristotle purely as theory, and Aristotelian thought became associated with pointless scholasticism.[49] The scholastic natural philosophy curriculum omitted most of Aristotle's biology, but included On the Soul.[51]

On Renaissance science

Dürer's Rhinoceros in Konrad Gessner's Historia animalium, 1551

Renaissance zoologists made use of Aristotle's zoology in two ways. Especially in Italy, scholars such as Pietro Pomponazzi and Agostino Nifo lectured and wrote commentaries on Aristotle. Elsewhere, authors used Aristotle as one of their sources, alongside their own and their colleagues' observations, to create new encyclopedias such as such as Konrad Gessner's 1551 Historia Animalium. The title and the philosophical approach were Aristotelian, but the work was largely new. Edward Wotton similarly helped to found modern zoology by arranging the animals according to Aristotle's theories, separating out folklore from his 1552 De differentiis animalium.[51][52]

Early Modern rejection

Galileo's champion-figure Salviati convinces Sagredo and defeats the Aristotelian Simplicio, in his 1632 Dialogue

In the Early Modern period, Aristotle came to represent all that was obsolete, scholastic, and wrong, not helped by his association with medieval theology. In 1632, Galileo represented Aristotelianism in his Dialogo sopra i due massimi sistemi del mondo by the strawman Simplicio ("Simpleton"[53]). That same year, William Harvey proved Aristotle wrong by demonstrating that blood circulates.[54][55]

Aristotle still represented the enemy of true science into the 20th century. In 1985, Peter Medawar stated in "pure seventeenth century"[56] tones that Aristotle had assembled "a strange and generally speaking rather tiresome farrago of hearsay, imperfect observation, wishful thinking and credulity amounting to downright gullibility".[56]

19th century revival

Zoologists working in the 19th century, including Georges Cuvier, Johannes Peter Müller,[57] and Louis Agassiz admired Aristotle's biology and investigated some of his observations. D'Arcy Thompson translated History of Animals, making a zoologist's informed attempt to identify the animals that Aristotle names, and to interpret and diagram his anatomical descriptions.[58][59]

Darwin quoted a passage from Aristotle's Physics II 8 in The Origin of Species, which entertains the possibility of a selection process following the random combination of body parts.[60] However, Aristotle immediately rejected the possibility, and he was in any case discussing ontogeny, the Empedoclean coming into being of an individual from component parts, not phylogeny and natural selection.[61]

20th and 21st century interest

Aristotle remains largely unknown to modern scientists, though zoologists are perhaps most likely to mention him as "the father of biology";[62] the MarineBio Conservation Society notes that he identified "crustaceans, echinoderms, mollusks, and fish", that cetaceans are mammals, and that marine vertebrates could be either oviparous or viviparous, so he "is often referred to as the father of marine biology".[63][lower-alpha 14]

Zoologists have frequently mocked Aristotle for errors and unverified secondhand reports. However, modern observation has confirmed one after another of his more surprising claims,[51] including the active camouflage of the octopus[64] and the ability of elephants to snorkel with their trunks while swimming.[65] The evolutionary zoologist Armand Leroi has taken an interest in Aristotle's biology.[lower-alpha 15][66]

Works

Aristotle did not write anything that resembles a modern, unified textbook of biology. Instead, he wrote a large number of "books" which, taken together, give an idea of his approach to the science. Some of these interlock, referring to each other, while others, such as the drawings of The Anatomies are lost, but referred to in the History of Animals, where the reader is instructed to look at the diagrams to understand how the animal parts described are arranged.[67]

Aristotle's main biological works are the five books sometimes grouped as On Animals (De Animalibus), namely

together with On the Soul (De Anima) (DA).[51]

In addition, a group of seven short works, conventionally forming the Parva Naturalia ("Short treatises on Nature"), is also mainly biological:

Notes

  1. The English and taxonomic Latin genus derive from this, and have related meanings.
  2. From Latin informo, I form, give shape to.
  3. In modern terms, this implies a symbolic system. Leroi notes that biologists will at once think in this context of the nucleotide "letters" of DNA which give form to organisms.[4]
  4. Like the ancient Egyptians, Aristotle believed that the sensorium, the seat of the rational soul, was the heart, not the brain.[6]
  5. Corresponding to mammals.
  6. In modern terms, this is homeostasis.[11]
  7. Thus features are, in modern terms, sex-linked.[16]
  8. First Doctor: Most learned bachelor / Whom I esteem and honor, I would like to ask you the cause and reason why / Opium makes one sleep.
    Argan [the Aristotelian]: ... The reason is that in opium resides / A dormitive virtue, Of which it is the nature / To stupefy the senses.[21]
  9. It is not safe to assume that species or groups with Linnean names that resemble Aristotle's are the animals he was referring to, as zoologists including Linnaeus guessed rightly or wrongly what Aristotle meant in his short descriptions. Sometimes an ancient Greek name must mean exactly one species – hippos is definitely horse, when it's a land animal; but sometimes a name referred to several similar species, as English names often do today: for instance, kephalos means any of 4 species of grey mullet.[28]
  10. Aristotle did not know that complex invertebrates do make use of haemoglobin, but of a different kind from vertebrates.
  11. Aristotle did not nest his groups into a hierarchical tree.
  12. To a modern biologist, such a scale suggests evolution, but Aristotle saw it as a permanent, eternal arrangement.
  13. Scot translated HA, GA, and PA, as well as all of the Parva Naturalia.[50]
  14. As a father to the science, he stands alone. The next figures significant enough to be named in MarineBio's history, for example, are Captain James Cook and Charles Darwin, some two millennia later.[63]
  15. Leroi has written several papers on the subject, cited in his book.

References

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  58. Leroi, p. 361
  59. Bodson, Liliane (1983). "Aristotle's Statement on the Reproduction of Sharks" (PDF). Journal of the History of Biology. 16 (3): 391–407.
  60. Darwin, Charles (1872). The Origin of Species by Means of Natural Selection, or the Preservation of Favoured Races in the Struggle for Life (6th ed.). London: John Murray. p. xiii. OCLC 1185571.
  61. Leroi, pp. 272–275
  62. Leroi, p. 352
  63. 1 2 "A History of the Study of Marine Biology". MarineBio Conservation Society. Retrieved 19 November 2016.
  64. Forbes, Peter (2009). Dazzled and Deceived: Mimicry and Camouflage. Yale University Press. pp. 236–239. ISBN 978-0-300-12539-9.
  65. Leroi, pp. 137–138
  66. Leroi, p. 3 and passim
  67. Leroi, p. 60

Sources

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